Strategies Overview

Since 1977, Gateway has managed index option-based strategies for risk-conscious investors. That foundation now supports a broader set of portfolio solutions designed to enhance traditional return streams by seeking to mitigate downside loss, generate income, and create both pre- and post-tax alpha — offering investors liquid, transparent strategies with no lockup period.

Gateway’s work falls into three capabilities:

Hedged Equity

Combines equity exposure with written and purchased index options, seeking to participate in equity markets with less volatility than the market itself.

Hedging & Monetization

Applies options to a single concentrated or low-basis holding, seeking to reduce the risk of that position without an outright sale.

Long/Short Extensions

Adds short exposure alongside a long portfolio in a separately managed account, seeking pre-tax alpha through factor-based security selection alongside systematic tax-loss harvesting.

Each capability can standalone in its benefit to clients but the three are also often used together — an option overlay and an extension portfolio can be managed in a single account.

Gateway’s strategies can be tailored to an investor’s specific goals, objectives, or timelines, as well as customized by geography, market, or values-based focus. Strategies are available to individual investors, to financial advisors and the clients they serve, and to institutional investors, with account structures and minimums that vary by strategy.

Explore each capability below, or contact Gateway to discuss how a strategy might be tailored to a particular objective, benchmark, or tax situation.

Multiple Offerings from a Single Source

Low-Volatility Hedged Equity

Risk-managed equity portfolios

Index Risk-Adjusted (RA)

Active Index-Option Overwrite

Global Low Volatility

Active PutWrite / Active PutWrite Global

Quality Income

Index Solutions

Systematically managed option overlays

U.S. Equity PutWrite

U.S. Equity Hedged PutWrite

U.S. Equity Enhanced Tail Risk

Index Spread Writing

Alternative income and absolute return

Theta Overlay ProgramSM

Protected Put Premium Overlay

Custom Solutions   Addressing unique objectives (covered calls, protective collars, put purchases, custom strategies)

Long/Short Extensions     Defined Outcome     Box Spread     Put Write
Single Stock & Portfolio Risk Management     Exchange Fund Replication

Multiple Offerings from a Single Source

Low-Volatility Hedged Equity

Risk-managed equity portfolios

Index Risk-Adjusted (RA)

Active Index-Option Overwrite

Global Low Volatility

Active PutWrite / Active PutWrite Global

Quality Income

Index Solutions

Systematically managed option overlays

U.S. Equity PutWrite

U.S. Equity Hedged PutWrite

U.S. Equity Enhanced Tail Risk

Index Spread Writing

Alternative income and absolute return

Theta Overlay ProgramSM

Protected Put Premium Overlay

Custom Solutions
Addressing unique objectives (covered calls, protective collars, put purchases, custom strategies)

Long/Short Extensions
Defined Outcome
Box Spread
Put Write
Single Stock & Portfolio Risk Management
Exchange Fund Replication

Gateway does not provide tax advice. Tax treatment and rates can and do vary over time. Investment decisions should be made based on an investor’s objectives and circumstances and in consultation with his or her investment and/or tax advisors.

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